Public Hearing of the Ad Hoc Advisory Group on Organizational Guidelines


Thurgood Marshall Federal Judiciary Building,
Concourse Level,
One Columbus Circle, N.E.,
Washington, D.C. 20002

November 14, 2002
Agenda

Welcome and Overview 8:30 a.m. – 8:45 a.m.

B. Todd Jones
Chair, Ad Hoc Advisory Group on Organizational Guidelines

Plenary Session Panel I 8:45 a.m. – 10:15 a.m.

Transcript of Plenary Session I (.PDF)

James W. Conrad, Jr. ( Testimony )
Sidley Austin Brown & Wood LLP
Washington, D.C.
(Representing American Chemistry Council)

James Cowdery ( Testimony )
Cowdery, Ecker & Murphy, LLC
Hartford, CT

Stuart Gilman, President ( Testimony )
Ethics Resource Center
Washington, D.C.

Lynn Sharp Paine ( Testimony )
Harvard Business School
Cambridge, MA

Steven Priest ( Testimony )
Ethical Leadership Group
Wilmette, IL

Plenary Session Panel II 10:30 a.m. – 12:00 p.m.

Transcript of Plenary Session II (.PDF)

James Comey ( Testimony )
United States Attorney
Southern District of New York
New York, NY

Joshua Hochberg
Chief, Fraud Section
Criminal Division, U.S. Department of Justice
Washington D.C.

William B. Lytton ( Testimony )
Executive Senior Vice President and General Counsel
Tyco International
New York, NY

Debra Yang
United States Attorney
Central District of California
Los Angeles, CA

Alan R. Yuspeh ( Testimony )
Senior Vice President,
Ethics, Compliance, and Corporate Responsibility
HCA
Nashville, TN

12:00 p.m. – 1:30 p.m. Lunch Break

1:30 p.m. – 4:00 p.m. Concurrent Sessions

Session I: Leadership, Accountability, Corporate Governance
Moderator: Ron James

Transcript of Breakout Session I (.PDF)

James W. Conrad, Jr.
Sidley Austin Brown & Wood LLP
Washington, D.C.
(Representing American Chemistry Council)

Francis J. Daly ( Testimony )
Corporate Director, Ethics & Business Conduct
Northrup Grumman Corporation
Los Angeles, CA

David Greenberg ( Testimony )
Senior Vice President and Chief Compliance Officer
Philip Morris Companies, Inc.
New York, NY

Joshua Hochberg
Chief, Fraud Section
Criminal Division, U.S. Department of Justice
Washington, D.C.

Robert Olson ( Testimony )
Executive Director
Alliance for Health Care Integrity
Corona, CA

Gretchen A. Winter ( Testimony )
Vice President and Counsel, Business Practices
Baxter International, Inc.
Deerfield, IL

Session II: Administration and Implementation of Compliance Programs Moderator: Greg Wallance

Gale C. Andrews ( Testimony )
Vice President, Ethics & Business Conduct
Boeing Company
Chicago, IL

Scott Avelino
KPMG
Washington, D.C.

Carole Basri ( Testimony )
Executive Director
American Corporate Counsel Association of Greater NY
New York, NY

Nancy M. Higgins
Vice President, Ethics and Business Conduct
Lockheed Martin Corporation
Bethesda, MD

Barbara H. Kipp ( Testimony )
PricewaterhouseCoopers, LLP
Boston, MA

Donald Langevoort ( Testimony )
Georgetown University School of Law
Washington, D.C.

Eric Pressler
Director, Legal Compliance and Business Ethics
PG & E Corp.
San Francisco, CA

Deborah Yang
United States Attorney
Central District of California
Los Angeles, CA

Session III: Confidentiality, Internal Reporting, and Whistleblowing
Moderator: Win Swenson

Transcript of Breakout Session 3 (.PDF)

Michael Goldsmith (former USSC Commissioner)
J. Reuben Clark Law School
Brigham Young University
Provo, UT

Patrick Gnazzo ( Testimony )
Vice President, Business Practices
United Technologies Corporation
Hartford, CT

Charles Larson
United States Attorney
Northern District of Iowa
Cedar Rapids, IA
&
Chair, White Collar Crime Subcommittee of the Attorney General’s Advisory Committee

Joseph E. Murphy ( Testimony )
Compliance Systems Legal Group
Haddonfield, NY
( participating via teleconference)

A. Terry Van Houten
Assistant General Counsel
Eastman Kodak Company
Rochester, NY

Kenneth W. Johnson ( Testimony )
Coordinator
Coalition for Ethics and Compliance Initiatives
Washington, D.C.

Session IV: Cooperation and Waiver of Privileges
Moderator: Gary Spratling

Transcript of Breakout Session IV (.PDF)

Joseph Whitley
Alston & Bird LLP
Atlanta, GA

James Comey
United States Attorney
Southern District of New York
New York, NY

Earl J. Silbert
Piper Rudnick LLP
Washington, D.C.

Donald C. Klaiter
Morgan, Lewis & Bocklius
Washington, DC
(representing the American Bar Association: Antitrust Section)