Organizational Guidelines

Chapter Eight Guidelines

An Overview of the Organizational Sentencing Guidelines.

CHAPTER EIGHT - SENTENCING OF ORGANIZATIONS - Federal Sentencing Guidelines Manual.

Effective Compliance and Ethics Program: 8B2.1

Reason for 2010 Amendment to Chapter Eight (Amendment 744 from the Supplement to Appendix C, Guidelines Manual)

Reason for 2004 Amendment to Chapter Eight (Amendment 673 from the Supplement to Appendix C, Guidelines Manual)

Special Reports and Discussions on Chapter Eight

Remarks by Chair Saris at 2013 Annual Compliance and Ethics Institute (October 7, 2013)

November 15, 2005, Public Meeting: Panel Discussion - Chapter Eight Waiver of Attorney Client Privilege and Work Product Protections. Agenda and panelist statements presented at the November 15, 2005, public meeting of the U.S. Sentencing Commission.

Ad Hoc Advisory Group on Organizational Guidelines.

Food and Drug Working Group Final Report (2/95) This update to a February 1994 report includes an overview of the food and drug guideline, §2N2.1, and the most commonly prosecuted crimes sentenced under it. The report provides a description and analysis of food and drug cases involving individuals sentenced under §2N2.1 in fiscal years 1991-93, and describes food and drug cases involving organizational defendants sentenced under pre-guidelines law.

Corporate Crime Symposium (Sept. 7-8, 1995) Proceedings Book (.PDF) This volume contains the proceedings of the Commission’s second symposium in a series on crime and punishment. This symposium on corporate crime focused on the ways in which companies, industries, and enforcement officials have responded to the organizational sentencing guidelines’ incentives and other changes in the enforcement landscape that encourage businesses to develop strong compliance programs.

Report from Advisory Group on Environmental Sanctions (.PDF) (12/93) This 1993 draft of proposed sanctions for organizations convicted of environmental offenses was prepared by an independent Advisory Working Group on Environmental Offenses. The proposal concerns the determination of aggravating factors in sentencing, organizational commitment to environmental compliance, and probationary periods for organizations.

Selected Articles and Materials on Chapter Eight

U.S. Sentencing Commission Data on Chapter Eight - Selected excerpts from the U.S. Sentencing Commission's Annual Reports and Sourcebooks of Federal Sentencing Statistics (Fiscal Years 1995-2006).

Vice Chair John R. Steer, The Sentencing Commission's Implementation of the Sarbanes-Oxley Act (2003)

The Honorable Diana E. Murphy, The Federal Sentencing Guidelines for Organizations: A Decade of Promoting Compliance and Ethics, 87 Iowa L. Rev. 697 (2002)

2001 Conference Paper by Vice Chair John R. Steer on the Organizational Sentencing Guidelines

John R. Steer, Changing Organizational Behavior -- The Federal Sentencing Guidelines Experiment Begins to Bear Fruit (unpublished paper presented at the Twenty-Ninth Annual Conference on Value Inquiry, Tulsa, Oklahoma (Apr. 26, 2001)). In this paper, John R. Steer, Vice Chair of the United States Sentencing Commission, and former General Counsel to the Commission, spotlights the system of sentencing guidelines for organizational defendants and discusses how their application to convicted organizations, as well as their threatened application to other potential law breakers, provides a novel and ambitious approach to punishment. This approach combines the threat of heavy criminal fines for law violators and the likelihood of court-supervised probation (the "sticks"), with the opportunity for very substantial fine mitigation (and perhaps no probation) (the "carrots") for those convicted entities who either have instituted an "effective program to prevent and detect violations of law," or who promptly report their wrongdoing and fully cooperate with law enforcement.

Historical Development of Chapter Eight

Supplementary Report on Sentencing Guidelines for Organizations (August 30, 1991). This Supplementary Report on Sentencing Guidelines for Organizations supplements and further explains the sentencing guidelines for organizational defendants (proposed Chapter Eight of the Guidelines Manual) submitted to Congress on May 1, 1991, as Amendment 60, by the United States Sentencing Commission.

Discussion Materials on Organizational Sanctions (July 1988)